At Cambridge, consulting support begins during transition and remains available to our Rep/Advisors at their discretion. Business Consulting helps our Rep/Advisors identify and articulate their goals and map the direction they want their practice to take.

Business Consulting at Cambridge includes experts among many specialties including:

The Executive Consulting Group

Members of Cambridge’s Board of Directors devote time each week for one-on-one conversations with Rep/Advisors to discuss how Cambridge can help achieve their business goals and build their practice.

CIRRIAS (Cambridge Investment Research Registered Investment Advisory Services)

CIRRIAS, part of our Compliance Department, provides guidance and expertise regarding regulatory requirements for both independent Registered Investment Advisors and Cambridge Investment Research Advisory Investment Advisor Representatives (IARs). CIRRIAS is an excellent resource for Rep/Advisors looking to form or maintain their current RIA. More detailed information regarding CIRRIAS can be found under “Support for Fee-Based Practices” in the Compliance section of Cambridge’s information kit.

Branch Operations Consulting — Auditing Team

The audit process can be time consuming and challenging — let us help you be prepared and confident! Cambridge’s Audit Team is available to answer questions and make recommendations to efficiently meet supervisory responsibilities. They are available to conduct one-on-one trainings and answer specific questions. The Field Audit Manager and Senior Compliance Examiners serve as a resource for OSJ Principals.